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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-13
  • CA RA
    APPROVED
    Since 2026-07-13

Branch Locations

Vista, CA • United States

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Sacramento CA 11/2011 08/2019
Prudential Investment Management Services Llc Sacramento CA 12/2011 08/2019
Prudential Investments Llc Sacramento CA 12/2011 08/2019
Edward Jones St Louis MO 11/2019 12/2019
Unemployed Jupiter FL 12/2019 07/2020
Lincoln Investment Fort Washington PA 07/2020 09/2020
Capital Analysts Fort Washington PA 07/2020 09/2020
Advisors Asset Management, Inc Monument CO 10/2020 06/2026
Cetera Investment Advisors Llc Schaumburg IL 07/2026 Present
Cetera Wealth Services, Llc El Segundo CA 07/2026 Present
  • 11/2011 → 08/2019
    Prudential Insurance Company Of America
    Sacramento, CA
  • 12/2011 → 08/2019
    Prudential Investment Management Services Llc
    Sacramento, CA
  • 12/2011 → 08/2019
    Prudential Investments Llc
    Sacramento, CA
  • 11/2019 → 12/2019
    St Louis, MO
  • 12/2019 → 07/2020
    Unemployed
    Jupiter, FL
  • 07/2020 → 09/2020
    Fort Washington, PA
  • 07/2020 → 09/2020
    Fort Washington, PA
  • 10/2020 → 06/2026
    Monument, CO
  • 07/2026 → Present
    Cetera Investment Advisors Llc
    Schaumburg, IL
  • 07/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-27
  • S66 Uniform Combined State Law Examination
    2019-11-27
Designations

View on SEC IAPD

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