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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-13 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Sacramento | CA | 11/2011 | 08/2019 |
| Prudential Investment Management Services Llc | Sacramento | CA | 12/2011 | 08/2019 |
| Prudential Investments Llc | Sacramento | CA | 12/2011 | 08/2019 |
| Edward Jones | St Louis | MO | 11/2019 | 12/2019 |
| Unemployed | Jupiter | FL | 12/2019 | 07/2020 |
| Lincoln Investment | Fort Washington | PA | 07/2020 | 09/2020 |
| Capital Analysts | Fort Washington | PA | 07/2020 | 09/2020 |
| Advisors Asset Management, Inc | Monument | CO | 10/2020 | 06/2026 |
| Cetera Investment Advisors Llc | Schaumburg | IL | 07/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-27 |
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