John William Oldengarm

Current Employers

Trinity Capital Management, Llc

607 De La Vista Ave., Santa Barbara, CA 93103 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

901 Via Piemonte Ste. 260, Ontario, CA 91764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Trinity Capital Management, Llc	Ontario	CA	09/2013	Present

09/2013 → Present

Trinity Capital Management, Llc

Ontario, CA

Previous Registrations

2000-01-25 → 2013-09-24

Trinity Financial Partners

Ontario, CA

Other Businesses

FIXED INSURANCE - LIFE, DISABILITY, ANNUITIES AND LTC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-01
S63	Uniform Securities Agent State Law Examination	1996-01-31

S65 Uniform Investment Adviser Law Examination

1999-10-01
S63 Uniform Securities Agent State Law Examination

1996-01-31

View on SEC IAPD