Jan Stephens Mccoy

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-08-17

PA RA
APPROVED

Since 2023-08-17

Branch Locations

Pittsburgh, PA • United States

1330 Old Freeport Rd Ste 3Br, Pittsburgh, PA 15238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Pittsburgh	PA	06/1996	Present

06/1996 → Present

Lpl Financial Llc

Pittsburgh, PA

Other Businesses

(1) 01/30/2006: Kimberly A Rau MD - Family business - NOT INV REL - At Reported Business Location(s) - Wifes Medical Practice; Kimberly A Rau MD PC Dermatology: Business consultant -Advertising, HR, Marketing, Benefits - 5% Time Spent (2) 02/18/2011: Castletown North Associates LP - Real Estate Rental - INV REL - At Reported Business Location(s) - Spouse and Rep purchased 16,000 square foot 2 story office building where her MD Dermatology practice is located. Current tenants include 6 different Dental Practices and a small 2 person Allstate Insurance agency. None of them are customers. - 5% Time Spent (3) 1/6/2020 - Infinity Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 20 Hours Per Month/10 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-11
S63	Uniform Securities Agent State Law Examination	1996-01-30

S65 Uniform Investment Adviser Law Examination

1996-11-11
S63 Uniform Securities Agent State Law Examination

1996-01-30