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Virginia Dawn Walsh Verdugo

J.P. Morgan Securities LLC

Sparta, TN

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-31
FL RA APPROVED 2021-10-13
TN RA APPROVED 2021-09-30
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2016-11-10
CA RA APPROVED 2016-11-07
  • OH RA
    APPROVED
    Since 2022-01-31
  • FL RA
    APPROVED
    Since 2021-10-13
  • TN RA
    APPROVED
    Since 2021-09-30
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2016-11-10
  • CA RA
    APPROVED
    Since 2016-11-07

Branch Locations

Sparta, TN • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Hemet CA 10/2016 08/2021
Unemployed Murrieta CA 12/2015 10/2016
Jpmorgan Securities Llc Sparta TN 09/2021 Present
  • 10/2016 → 08/2021
    Jpmorgan Securities Llc
    Hemet, CA
  • 12/2015 → 10/2016
    Unemployed
    Murrieta, CA
  • 09/2021 → Present
    Jpmorgan Securities Llc
    Sparta, TN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-23
S65 Uniform Investment Adviser Law Examination 1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-12-23
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
Other Names
  • Virginia Dawn Walsh
  • Virginia D Walsh
  • Dawn Verdugo
  • Virginia D Walsh Verdugo

View on SEC IAPD

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