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Stephen Spender Smith

Smith Group Asset Management

Dallas, TX

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Current Employers
Smith Group Asset Management

100 Crescent Court Suite 1150, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2000-10-05
  • TX RA
    APPROVED
    Since 2000-10-05

Branch Locations

100 Crescent Court Suite 1150, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Asset Management Group, Lp Dallas TX 11/1995 Present
  • 11/1995 → Present
    Smith Asset Management Group, Lp
    Dallas, TX
Previous Registrations
  • 2000-10-05 → 2006-11-28
    Discovery Management, Ltd.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-25
  • S65 Uniform Investment Adviser Law Examination
    1995-09-25
Designations
Other Names
  • Steve Smith
  • Stephen Spencer Smith

View on SEC IAPD

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