Jerry Christopher Thompson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-20
WI	RA	APPROVED	2010-03-09

TX RA
APPROVED_RES

Since 2025-03-20
WI RA
APPROVED

Since 2010-03-09

Branch Locations

Fort Mill, SC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Fort Mill	SC	03/2008	Present
Financial Resources Group (Frg)	Fort Mill	SC	06/2013	11/2025
Financial Resources Group Investment Services, Llc	Fort Mill	SC	12/2013	10/2023

03/2008 → Present

Lpl Financial Llc

Fort Mill, SC
06/2013 → 11/2025

Financial Resources Group (Frg)

Fort Mill, SC
12/2013 → 10/2023

Financial Resources Group Investment Services, Llc

Fort Mill, SC

Other Businesses

1) 04/30/2024 - Wealth Management at Royal Credit Union - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/29/2024 - 120 Hrs/Mo; 8 Hrs During Trading. 2) 05/20/2025 - Diamond Financial Planning - Investment related - DrivePottstown, PA - DBA for LPL Business (entity for LPL business) - Start Date : 05/14/2025 - 10 Hrs/Mth - 5 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-06-30

S63 Uniform Securities Agent State Law Examination

1995-06-30

Other Names

Chris Thompson

View on SEC IAPD