Stephan Jay Giuffrida

Current Employers

Peck Wealth Management, Llc

White Plains, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-18

NY RA
APPROVED

Since 2025-12-18

Branch Locations

83 Hillair Circle, White Plains, NY 10605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Yonkers Public School System	Yonkers	NY	09/2025	Present
Spine And Joint Group	Tuckahoe	NY	11/2015	Present

09/2025 → Present

Yonkers Public School System

Yonkers, NY
11/2015 → Present

Spine And Joint Group

Tuckahoe, NY

Other Businesses

Spine and Joint Group; Non-Investment related; 335 Columbus Ave., Tuckahoe, NY 10707; Chiropractic; Started in 2013; 32 hrs per month; Owner/Chiropractor Yonkers Public School System; Non-Investment related;1 Larkin Plaza Center; Yonkers, NY; CTE Business Teacher; Start 9/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-03
S63	Uniform Securities Agent State Law Examination	2014-08-22

S65 Uniform Investment Adviser Law Examination

2025-02-03
S63 Uniform Securities Agent State Law Examination

2014-08-22

Other Names

Stephar Jay Giuffrida
Stephan Jay Giuffrida
Stephan Jay Guiffrida

View on SEC IAPD