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James Edward With

Ameriprise Financial Services, LLC

Walnut Creek, CA

Walnut Creek, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-08
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2019-11-08
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

100 Pringle Ave Ste 420, Walnut Creek, CA 94596-7385 • United States

200 Pringle Ave Ste 550, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pleasant Hill CA 09/2005 03/2020
Ameriprise Financial Services, Llc Pleasant Hill CA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 101 Gregory Lane #36Pleasant Hill, CA. 94523, ,; ; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-14
  • S63 Uniform Securities Agent State Law Examination
    1994-12-14
Other Names
  • Jim E With
  • James With

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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