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Thomas James Sandt

Mercer Global Advisors Inc.

Schaumburg, IL

Western Springs, IL

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-10
  • IL RA
    APPROVED
    Since 2026-08-10

Branch Locations

475 North Martingale Road Suite 300, Schaumburg, IL 60173 • United States

Western Springs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Chicago IL 05/1994 09/2019
First Trust Portfolios L.P. Wheaton IL 11/2019 07/2022
First Trust Advisors L.P. Wheaton IL 11/2019 07/2022
Academy Securities, Inc. Chicago IL 08/2022 04/2023
Tiaa Evanston IL 04/2023 07/2026
Tiaa-Cref Individual & Institutional Services, Llc Evanston IL 04/2023 07/2026
Mercer Global Advisors, Inc. Schaumburg IL 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-09
S63 Uniform Securities Agent State Law Examination 1994-08-23
  • S65 Uniform Investment Adviser Law Examination
    1994-12-09
  • S63 Uniform Securities Agent State Law Examination
    1994-08-23
Other Names
  • Tom Sandt
  • Tommy Sandt
  • Thomas James Sandt
  • Thomas James Sandt
  • Thomas James Sandt Ii
  • Thomas Sandt

View on SEC IAPD

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