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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-16 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
301 University Ave [Vd-Rbo], Palo Alto, CA 94301 • United States
400 Hamilton Ave, Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Mateo | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Mateo | CA | 11/2016 | Present |
GOSSAMER COVE HOMEOWNERS ASSOCIATION; NOT INV. RELATED; REDWOOD CITY, CA; HOA; BOARD MEMBER; START 9/9/2015; 6 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES WORK WITH HOMEOWNERS TO HELP WITH LANDSCAPING AND MAINTENANCE DECISIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-29 |
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