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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-15 |
Branch Locations
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Imst Distributors, Llc | Tampa | FL | 11/2022 | 10/2023 |
| Driehaus Securities Llc | Chicago | IL | 01/2016 | 08/2016 |
| Driehaus Capital Management Llc | Chicago | IL | 01/2016 | 08/2016 |
| Aristotle Capital Management, Llc | Tampa | FL | 10/2022 | Present |
| Self Employed - Hair Salon Franchises | Tampa | FL | 08/2016 | 07/2020 |
| Crossmark Global Investments | Houston | TX | 09/2018 | 10/2022 |
| Foreside Financial Services,Llc | Tampa | FL | 10/2023 | Present |
1) Aristotle Capital Management, LLC; Investment Related; Los Angeles, CA; Business Development Asset Management; VP, National Accounts Advisory; 8/22 Start Date; 160 hours per month, 0 during trading hours. 2) Rental Property; Not Investment Related; Belleair Beach, FL; Vacation Rental; Owner; 7/20 Start Date; 5 hours per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-09 |
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