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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-21 |
| FL | RA | APPROVED | 2024-01-08 |
Branch Locations
3607 Tamiami Trl N, Naples, FL 34103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Naples | FL | 06/2022 | 10/2023 |
| Sifma | New York | NY | 06/2012 | 06/2016 |
| Unemployed | New Canaan | CT | 11/2020 | 06/2021 |
| Edward Jones | Naples | FL | 10/2023 | Present |
| R&T Deposit Solutions | New York | NY | 07/2016 | 11/2020 |
| Coalition Greenwich | Stamford | CT | 06/2021 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-22 |
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