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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-21
FL RA APPROVED 2024-01-08
  • TX RA
    APPROVED_RES
    Since 2024-02-21
  • FL RA
    APPROVED
    Since 2024-01-08

Branch Locations

Naples, FL • United States

3607 Tamiami Trl N, Naples, FL 34103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Naples FL 06/2022 10/2023
Sifma New York NY 06/2012 06/2016
Unemployed New Canaan CT 11/2020 06/2021
Edward Jones Naples FL 10/2023 Present
R&T Deposit Solutions New York NY 07/2016 11/2020
Coalition Greenwich Stamford CT 06/2021 06/2022
  • 06/2022 → 10/2023
    Unemployed
    Naples, FL
  • 06/2012 → 06/2016
    Sifma
    New York, NY
  • 11/2020 → 06/2021
    Unemployed
    New Canaan, CT
  • 10/2023 → Present
    Naples, FL
  • 07/2016 → 11/2020
    R&T Deposit Solutions
    New York, NY
  • 06/2021 → 06/2022
    Coalition Greenwich
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 1994-02-22
  • S66 Uniform Combined State Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    1994-02-22
Other Names
  • David Raymond Carson
  • David Carson

View on SEC IAPD

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