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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2022-02-23
TX RA APPROVED_RES 2020-04-16
ID RA APPROVED 2011-01-03
  • MT RA
    APPROVED
    Since 2022-02-23
  • TX RA
    APPROVED_RES
    Since 2020-04-16
  • ID RA
    APPROVED
    Since 2011-01-03

Branch Locations

900 Pier View Dr Stes 200 & 202, Idaho Falls, ID 83402 • United States

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salmon ID 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salmon ID 11/2016 Present
Previous Registrations
  • 2002-02-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Idaho Falls, ID
    Idaho Falls, ID
    Challis, ID
    Salmon, ID
    Idaho Falls, ID
    Idaho Falls, ID
    Idaho Falls, ID
    Idaho Falls, ID
    Idaho Falls, ID
    Idaho Falls, ID
Other Businesses

RENTAL PROPERTY - CAPALDI; INV RELATED; ST. GEORGE, UT; MULTI FAMILY RESIDENCE;100% OWNERSHIP; START DATE: 12/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-11
S65 Uniform Investment Adviser Law Examination 1994-02-11
  • S63 Uniform Securities Agent State Law Examination
    1994-02-11
  • S65 Uniform Investment Adviser Law Examination
    1994-02-11
Designations

View on SEC IAPD

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