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Kelli Mason Bowles

Robert W. Baird & Co. Incorporated

Sarasota, FL

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-17
WI RA APPROVED 2018-05-16
  • FL RA
    APPROVED
    Since 2018-05-17
  • WI RA
    APPROVED
    Since 2018-05-16

Branch Locations

One Sarasota Tower Two North Tamiami Trail Suite 1200, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co., Incorporated Sarasota FL 05/2018 Present
Wells Fargo Advisors Financial Network, Llc Sarasota FL 09/2017 05/2018
Self Sarasota FL 02/2014 09/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-04
S63 Uniform Securities Agent State Law Examination 1994-03-18
  • S66 Uniform Combined State Law Examination
    2017-11-04
  • S63 Uniform Securities Agent State Law Examination
    1994-03-18
Other Names
  • Kelli Frink
  • Kelli Mason
  • Kelli Ellis
  • Kelli Mason Ellis
  • Kelli Mason Bowles
  • Kelli P Mason
  • Kelli Bowles

View on SEC IAPD

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