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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-07-11 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
901 Bruce Rd Ste 140, Chico, CA 95928 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life And Casualty | Chico | CA | 03/2015 | Present |
| Proequities, Inc | Birmingham | AL | 06/2015 | 05/2016 |
| Bankers Life Advisory Services | Chico | CA | 07/2016 | Present |
| Bankers Life Securities, Inc. | Chico | CA | 05/2016 | Present |
BANKERS LIFE POSITION: Insurance Agent NATURE: Sell insurance products as described above. INVESTMENT RELATED: No NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 06/01/2015 ADDRESS: 994 Mill Street, Suite 250, San Luis Obispo CA 93401, United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-01 |
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