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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-08 |
Branch Locations
1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Northfield | NJ | 07/2010 | Present |
| Wells Fargo Clearing Services, Llc | Linwood | NJ | 11/2019 | Present |
STOCKTON UNIVERSITY TRACK OFFICIAL, NOT INV RELATED, GALLOWAY, NJ, OFFICIAL, START 3/4/2020, 12 HRS PER MONTH, 0 HRS DURING TRADING, OFFICIATE TRACK MEETS. NOTARY PUBLIC, NOT INV RELATED, EGG HARBOR CITY, NJ, NOTARY, START 7/9/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. SOUTHERN BAYSHORE TRACK AND FIELD ASSOCIATION; NOT INV RELATED;SOMERS POINT,NJ; TRACK OFFICIAL; START DATE: 03/31/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-03-26 |
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