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David Elwood Saunders

Capital Client Group, Inc.

Los Angeles, CA

Reisterstown, MD

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-28
  • CA RA
    APPROVED
    Since 2022-09-28

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Reisterstown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Strategy Consultants, Llc Hunt Valley MD 01/2016 08/2022
Capital Group / American Funds Distributors, Inc. Los Angeles CA 09/2022 Present
  • 01/2016 → 08/2022
    Asset Strategy Consultants, Llc
    Hunt Valley, MD
  • 09/2022 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-27
S65 Uniform Investment Adviser Law Examination 2015-02-26
  • S63 Uniform Securities Agent State Law Examination
    2023-06-27
  • S65 Uniform Investment Adviser Law Examination
    2015-02-26
Other Names
  • David Elwood Saunders

View on SEC IAPD

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