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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-12-14
  • IL RA
    APPROVED
    Since 2018-12-14

Branch Locations

100 Pierce Rd. Ste 100, Itasca, IL 60143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cdh P.C. Fka Corbett, Duncan & Hubly, P.C. Itasca IL 09/1996 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2018 Present
1St Global Capital Corp Itasca IL 11/2015 12/2018
1St Global Advisors, Inc Itasca IL 11/2015 12/2018
Cambridge Investment Research, Inc. Fairfield IA 12/2018 Present
  • 09/1996 → Present
    Cdh P.C. Fka Corbett, Duncan & Hubly, P.C.
    Itasca, IL
  • 12/2018 → Present
    Fairfield, IA
  • 11/2015 → 12/2018
    1St Global Capital Corp
    Itasca, IL
  • 11/2015 → 12/2018
    1St Global Advisors, Inc
    Itasca, IL
  • 12/2018 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2015-10-28 → 2018-12-18
    1St Global Advisors Inc
    Itasca, IL
  • 2009-01-02 → 2013-11-18
    Itasca, IL
  • 2004-04-23 → 2009-01-02
    Raymond James Financial Services, Inc.
    Itasca, IL
    Itasca, IL
Other Businesses

1.CDH WEALTH MANAGEMENT LLC, 100 PIERCE RD, ITASCA, IL, 10/2002 AS OWNING MEMBER/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 0 HRS. 2.CDH FINANCIAL GROUP LLC, 100 PIERCE RD, ITASCA, IL, 10/2002 AS OWNING MEMBER OF INACTIVE BUSINESS ENTITY. NIR - 0 HRS. 3.CDH PC, 100 PIERCE RD, ITASCA, IL, 9/1996 AS CFO OF PUBLIC ACCOUNTING FIRM. INV REL - 50/WK - 8/TRADING. 4.DHC REALTY LLC, 100 PIERCE RD STE 100, ITASCA, IL, 1/2000 AS CO-OWNER OF LLC OWNING REAL ESTATE. NIR - 0 HRS. 5.D.M. DESCEDANTS TRUST, PHEONIX, AZ, 12/2013 AS CO-TRUSTEE. NIR - 1/MO - 0/TRADING. 6.J.M.P. DESCENDANTS TRUST, PHEONIX, AZ, 12/2013 AS CO-TRUSTEE. NIR - 1/MO - 0/TRADING. 7. W.J.G. MARITAL TRUST, PHEONIX, AZ, 1/2014 AS CO-TRUSTEE. NIR - 1/MO - 0/TRADING. 8. PREPARE TAXES FOR FAMILY TRUST, DES PLAINES, IL, 9/2005. NIR - 0 HRS. 9. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 10. CDH CPA PLLC, 100 Pierce Road, Suite 100, Itasca IL 60143, 07.2024, PARTNER, ACCOUNTING, NIR, 160 HR/MO - 160 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2000-12-08
Other Names
  • Dan Duncan

View on SEC IAPD

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