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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2022-03-15
  • OR RA
    APPROVED
    Since 2022-03-15

Branch Locations

650 Sw Bond St 2Nd Floor, 200, Bend, OR 97702-1583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute, Inc Bend OR 01/2022 Present
Wells Fargo Bend OR 02/2014 01/2022
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-15
  • S65 Uniform Investment Adviser Law Examination
    2022-03-15

View on SEC IAPD

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