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5900 Windward Parkway Suite 120, Alpharetta, GA 30005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-02-20 |
Branch Locations
1725 Windward Concourse Suite #150, Alpharetta, GA 30005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Alpharetta | GA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2020 | Present |
| Money Concepts | Palm Beach Gardens | FL | 07/2008 | 12/2018 |
| First Allied Securities, Inc | San Diego | CA | 12/2018 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 12/2018 | 11/2020 |
| Ridge Capital Management, Llc | Alpharetta | GA | 02/2019 | Present |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
1) RCM, Senior Financial Advisor/Investment Advisor Representative 2) Insurance Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-09 |
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