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Robert Adam Goldman

Ima Advisory Services, Inc.

Denver, CO

Southbury, CT

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Current Employers
Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-06-07
KS RA APPROVED 2024-06-07
CO RA APPROVED 2024-03-06
  • CT RA
    APPROVED
    Since 2024-06-07
  • KS RA
    APPROVED
    Since 2024-06-07
  • CO RA
    APPROVED
    Since 2024-03-06

Branch Locations

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Southbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investment Advisors Purchase NY 07/2005 12/2022
Diversified Investors Securities Corp Purchase NY 07/2005 01/2017
Intersecurities Inc. Purchase NY 11/2006 01/2017
Transamerica Capital, Inc. Denver CO 01/2017 07/2019
Transamerica Investors Securities Corporation Harrison NY 07/2019 12/2022
Usi Consulting Group Glastonbury CT 06/2023 11/2023
Usi Securities Glastonbury CT 06/2023 11/2023
Unemployed Southbury CT 01/2023 05/2023
Ima Wealth Wichita KS 11/2023 Present
  • 07/2005 → 12/2022
    Diversified Investment Advisors
    Purchase, NY
  • 07/2005 → 01/2017
    Diversified Investors Securities Corp
    Purchase, NY
  • 11/2006 → 01/2017
    Intersecurities Inc.
    Purchase, NY
  • 01/2017 → 07/2019
    Transamerica Capital, Inc.
    Denver, CO
  • 07/2019 → 12/2022
    Transamerica Investors Securities Corporation
    Harrison, NY
  • 06/2023 → 11/2023
    Usi Consulting Group
    Glastonbury, CT
  • 06/2023 → 11/2023
    Usi Securities
    Glastonbury, CT
  • 01/2023 → 05/2023
    Unemployed
    Southbury, CT
  • 11/2023 → Present
    Ima Wealth
    Wichita, KS
Previous Registrations
  • 2023-09-27 → 2023-11-10
    Usi Advisors
    Glastonbury, CT
    Glastonbury, CT
  • 2002-02-07 → 2005-06-23
    Mmc Securities Llc
    Norwalk, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-27
S65 Uniform Investment Adviser Law Examination 1994-12-27
S63 Uniform Securities Agent State Law Examination 1989-09-14
  • S66 Uniform Combined State Law Examination
    2023-09-27
  • S65 Uniform Investment Adviser Law Examination
    1994-12-27
  • S63 Uniform Securities Agent State Law Examination
    1989-09-14
Other Names
  • Rob Goldman

View on SEC IAPD

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