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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-07-02
  • OH RA
    APPROVED
    Since 2020-07-02

Branch Locations

1111 Superior Ave E Suite 1100, Cleveland, OH 44114 • United States

600 5Th Avenue South Suite 210, Naples, FL 34102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasmer, Schroeder & Company, Inc. Naples FL 01/2008 04/2017
Wasmer Schroeder Cleveland OH 04/2017 07/2020
Charles Schwab Investment Management, Inc. Naples FL 07/2020 Present
Previous Registrations
  • 2008-01-14 → 2020-07-02
    Wasmer Schroeder
    Cleveland, OH
    Naples, FL
  • 2006-01-10 → 2008-01-04
    Wasmer, Schroeder & Company, Llc
    Cleveland, OH
  • 2000-03-23 → 2005-12-31
    Wasmer, Schroeder & Company, Llc
    Cleveland, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-04
  • S63 Uniform Securities Agent State Law Examination
    1991-11-04
Other Names
  • John Stephen Majoros

View on SEC IAPD

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