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425 Market Street Suite 1700, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-07-02 |
Branch Locations
1111 Superior Ave E Suite 1100, Cleveland, OH 44114 • United States
600 5Th Avenue South Suite 210, Naples, FL 34102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wasmer, Schroeder & Company, Inc. | Naples | FL | 01/2008 | 04/2017 |
| Wasmer Schroeder | Cleveland | OH | 04/2017 | 07/2020 |
| Charles Schwab Investment Management, Inc. | Naples | FL | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-11-04 |
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