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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riverview Bank | Marysville | PA | 12/2015 | 12/2017 |
| Lpl Financial | Somerset | PA | 04/2016 | 12/2017 |
| Private Advisor Group Llc | Pottsville | PA | 05/2016 | 12/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 12/2017 | 12/2017 |
| Cetera Investment Advisers Llc | Somerset | PA | 12/2017 | 12/2017 |
| Teraverde Management Advisors | Lancaster | PA | 01/2018 | 12/2018 |
| Lpl Financial Llc | Johnstown | PA | 01/2019 | Present |
| Ameriserv Financial Bank | Johnstown | PA | 01/2019 | Present |
1)1/14/19- AmeriServ Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)1/14/19- Ameriserv Financial Bank- Financial Institution Duty/ SVP - Inv. Related- at reported business location(s)- 160hrs.mth- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-24 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-27 |
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