Daniel Steven Hawley

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-10-30
TX	RA	APPROVED_RES	2016-10-20
WI	RA	APPROVED	1989-07-31

FL RA
APPROVED

Since 2023-10-30
TX RA
APPROVED_RES

Since 2016-10-20
WI RA
APPROVED

Since 1989-07-31

Branch Locations

12075 N. Corporate Parkway, Suite 200, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Mequon	WI	10/1988	Present

10/1988 → Present

Robert W. Baird & Co. Incorporated

Mequon, WI

Other Businesses

Name/Address: Rental Property 2380 n 69th st Wauwatosa WI 53213 Start Date: 5/1/22 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Friends of the Porkies Ontonagon MI 49953 Start Date: 2/28/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Finance Committee; Investment Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-25
S63	Uniform Securities Agent State Law Examination	1989-07-27

S65 Uniform Investment Adviser Law Examination

2023-10-25
S63 Uniform Securities Agent State Law Examination

1989-07-27

Other Names

Dan Steven Hawley

View on SEC IAPD