Russell Marc Fiske

Current Employers

A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-07-15

NJ RA
APPROVED

Since 2026-07-15

Branch Locations

44 Franklin Ave Suite 1, Ridgewood, NJ 07450 • United States

590 Madison Avenue 28Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Alliance Global Partners	New York	NY	06/2026	Present
Maxim Group Llc	New York	NY	07/2016	05/2020
National Securities Corporation	Ridgewood	NJ	05/2020	06/2020
National Asset Management	Ridgewood	NJ	06/2020	06/2026
B. Riley Wealth Management	Ridgewood	NJ	07/2022	06/2026

06/2026 → Present

Alliance Global Partners

New York, NY
07/2016 → 05/2020

Maxim Group Llc

New York, NY
05/2020 → 06/2020

National Securities Corporation

Ridgewood, NJ
06/2020 → 06/2026

National Asset Management

Ridgewood, NJ
07/2022 → 06/2026

B. Riley Wealth Management

Ridgewood, NJ

Previous Registrations

2020-06-02 → 2026-06-29

B. Riley Wealth Advisors, Inc.

Ridgewood, NJ
2017-10-16 → 2020-06-02

Maxim Financial Advisors Llc

New York, NY
2009-03-13 → 2016-08-10

Joseph Gunnar & Co. Llc

Uniondale, NY

Uniondale, NY

New York, NY

Marlboro, NJ
2007-04-04 → 2009-03-17

Oppenheimer & Co. Inc.

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-20
S63	Uniform Securities Agent State Law Examination	1989-04-03

S66 Uniform Combined State Law Examination

2008-08-20
S63 Uniform Securities Agent State Law Examination

1989-04-03

Other Names

Russell M Fiske

View on SEC IAPD