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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-06-17 |
| IN | RA | APPROVED | 2000-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 12/1988 | Present |
| Axa Advisors, Llc | New York | NY | 12/1988 | 06/2020 |
1) FORT WAYNE BREAKFAST SERTOMA CLUB, FORT WAYNE, INDIANA, OFFICER, TREASURER, SINCE 11/1/2014, 4 HRS PER MONTH, 2)VARIOUS OUTSIDE INSURANCE BROKERAGE CONTRACTS 3) ACTIVE CPA Designation-Does not practice. 4) MET LIFE, GENERAL AGENCY, ASSOCIATION 01/01/2000, LONG TERM CARE PRODUCTS, ANNUAL COMPENSATION $500. 5) GENWORTH, GENERAL AGENCY, ASSOCIATION 01/01/2000, LONG TERM CARE PRODUCTS, ANNUAL COMPENSATION $500.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-03 |
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