Best Investors Account Sign in
Inactive

David Larkin George

Carlsbad Wealth Advisory Group, Inc.

Carlsbad, CA

Claim This Profile
Current Employers
Carlsbad Wealth Advisory Group, Inc.

5927 Balfour Ct, Suite 207, Carlsbad, CA 92008 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

5927 Balfour Ct, Suite 207, Carlsbad, CA 92008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Carlsbad Wealth Advisory Group, Inc. Carlsbad CA 03/2008 Present
Previous Registrations
Other Businesses

1) RENTAL PROPERTY AT 5927 BALFOUR CT APT 207, CARLSBAD CA 92008 2) PAST SALES: GUARDIAN LIFE 3) SIDNEY KIMMEL CANCER CENTER - BOARD MEMBER - CANCER RESEARCH - $0 COMP - 5 HRS A MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-14
S63 Uniform Securities Agent State Law Examination 1988-12-29
  • S65 Uniform Investment Adviser Law Examination
    1992-08-14
  • S63 Uniform Securities Agent State Law Examination
    1988-12-29
Designations
Other Names
  • Dave George

View on SEC IAPD

Other Firms

INTELLIGENCE DRIVEN ADVISERS, LLC
COTTINGHAM MANAGEMENT COMPANY, LLC
CORONADO INVESTMENT ADVISORS, LLC
FINANCIAL PLANNING SOLUTIONS, INC.
PFS INVESTMENTS INC.
COMMONWEALTH FINANCIAL NETWORK
FRANK FINANCIAL ADVISORS
LPL FINANCIAL LLC

Other Investors

JASON RICHARD LABRUM
Samuel Bowman Wheeler
Thomas Ohanesian
JORDIE ELIZABETH CZAPINSKI
ROBERT EDWARD PATERSON
ALEX KLINGENSMITH
Brittney Nicole Partow
Nolan Tyler Martin

Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

More in Carlsbad, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor