Nicholas John Giacoumakis

Current Employers

Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-19
NH	RA	APPROVED	2024-06-18
MA	RA	APPROVED	2024-06-11

FL RA
APPROVED

Since 2024-06-19
NH RA
APPROVED

Since 2024-06-18
MA RA
APPROVED

Since 2024-06-11

Branch Locations

115 Indian Rock Road Suite 3, Windham, NH 03087 • United States

231 Sutton Street Suites 2A & 2B, North Andover, MA 01845 • United States

400 Fifth Avenue South Suite 203, Naples, FL 34102 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New England Investment & Retirement Group, Inc.	North Andover	MA	07/1997	11/2021
Purshe Kaplan Sterling Investments	Albany	NY	02/2011	07/2017
Regulatory Compliance Llc	Londonderry	NH	03/2013	01/2019
Neirg Wealth Management, Llc	North Andover	MA	11/2021	08/2023
Connectus Wealth Advisers	North Andover	MA	08/2023	07/2024
The Colony Group, Llc	Boston	MA	06/2024	Present

07/1997 → 11/2021

New England Investment & Retirement Group, Inc.

North Andover, MA
02/2011 → 07/2017

Purshe Kaplan Sterling Investments

Albany, NY
03/2013 → 01/2019

Regulatory Compliance Llc

Londonderry, NH
11/2021 → 08/2023

Neirg Wealth Management, Llc

North Andover, MA
08/2023 → 07/2024

Connectus Wealth Advisers

North Andover, MA
06/2024 → Present

The Colony Group, Llc

Boston, MA

Previous Registrations

2023-08-22 → 2024-07-25

Connectus Wealth

Naples, FL

Wndham, NH

North Andover, MA
2021-11-02 → 2023-08-31

Neirg Wealth Management, Llc

Naples, FL

Windham, NH

North Andover, MA
2004-11-02 → 2021-11-01

New England Investment & Retirement Group, Inc.

North Andover, MA

Methuen, MA

Naples, FL

Windham, NH
1998-02-10 → 2011-02-08

Commonwealth Financial Network

Rowley, MA

Methuen, MA

Rowley, MA

Other Businesses

1. NEINV INVESTMENT PROPERTIES LLC - SOLE MANAGER/MEMBER OF ENTITY CREATED AS REAL ESTATE HOLDING COMPANY, AT BRANCH LOCATION, INVESTMENRELATED.231 SUTTON ST STE 2A-2B, NORTH ANDOVER MA 01845. 2. Business Succession Advisers, LLC. 12/17. Non Investment Related; 231 Sutton St. Suites 2A-2North Andover MA 01845; Founder and Principal, Certified Exit Planning Advisor (CEPA). Provides strategic planning and direction to individuals developing a business exit plan. Approx. 10 hours/week. 3. The Smith Companies, LTD. Not Investment Related. 225 Friend Street, Suite 600, Boston, MA 02114. Insurance Agency. Agent. 2011. 0 hours/Mo; 0 During Trading Hours. Review of Fixed Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-13
S63	Uniform Securities Agent State Law Examination	1988-11-03

S65 Uniform Investment Adviser Law Examination

1999-12-13
S63 Uniform Securities Agent State Law Examination

1988-11-03

View on SEC IAPD