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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-09-18 |
Branch Locations
450 West Lincoln Highway, Schereville, IN 46375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Highland | IN | 01/1999 | Present |
| First Financial Bank | Schererville | IN | 05/2008 | Present |
| Raymond James Financial Services Advisors Inc. | Schereville | IN | 09/2017 | Present |
| Yellow Cardinal Brokerage Services | Schereville | IN | 06/2019 | Present |
| Yellow Cardinal Brokerage Services | Schereville | IN | 06/2019 | Present |
(1)Name of Business: First Financial Bank, N.A. Address: 450 W. Lincoln Hwy. , Schererville, IN, 46375, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 05/27/2008 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Dually employed with bank (2)Name of Business: Yellow Cardinal Brokerage Services Address: 450 W US Highway 30, Schererville, IN, 46375, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/24/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment/financial advisor to clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-09 |
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