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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-03-25
  • MO RA
    APPROVED
    Since 2017-03-25

Branch Locations

519 W Main St, Jackson, MO 63755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Jackson MO 01/2015 03/2017
Mml Investors Services, Llc Jackson MO 03/2017 Present
Massmutual Life Insurance Company Jackson MO 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Jackson, MO
  • 03/2017 → Present
    Jackson, MO
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Jackson, MO
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Jackson, MO
  • 2000-01-03 → 2015-01-02
    New England Securities
    Jackson, MO
    Jackson, MO
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DENTAL AND GROUP DISABILITY INCOME 0 HRS/WK FROM BUSINES ADDRESS SINCE 1/1999. ELECTED PUBLIC OFFICE OR TOWN COUNCIL - COMMITTEEMAN OF THE CAPE GIRARDEAU COUNTY REPUBLICAN COMMITTEE REPRESENTING JACKSON PRECINCT 2 - 1 SEC HRS 1 NON SEC HRS PER WEEK SINCE 8/2002

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-10
S63 Uniform Securities Agent State Law Examination 1988-10-27
  • S65 Uniform Investment Adviser Law Examination
    2010-09-10
  • S63 Uniform Securities Agent State Law Examination
    1988-10-27
Other Names
  • Jr Leonard Fritz Sander

View on SEC IAPD

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