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Robin Jo Rappaport

Wells Fargo Investment Institute, Inc.

Westlake Village, CA

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-21
  • CA RA
    APPROVED
    Since 2021-12-21

Branch Locations

2829 Townsgate Rd 2Nd Floor, Westlake Village, CA 91361-3006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute, Inc Beverly Hills CA 06/2017 Present
City National Bank Los Angeles CA 03/2013 06/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-20
S63 Uniform Securities Agent State Law Examination 1989-12-18
  • S65 Uniform Investment Adviser Law Examination
    2021-12-20
  • S63 Uniform Securities Agent State Law Examination
    1989-12-18

View on SEC IAPD

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