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Current Employers
Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-05-14
  • WA RA
    APPROVED
    Since 2023-05-14

Branch Locations

6415 E Lake Sammamish Pkwy Se Suite 100, Issaquah, WA 98029 • United States

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Issaquah WA 05/2009 01/2018
Wells Fargo Advisors Financial Network, Llc Issaquah WA 01/2018 04/2020
Lpl Financial, Llc Issaquah WA 04/2020 08/2024
Financial Advocates Investment Management Issaquah WA 04/2020 04/2023
Merit Financial Group Llc Dba Merit Financial Advisors Alpharetta GA 04/2023 Present
Pks Investments Albany NY 08/2024 Present
  • 05/2009 → 01/2018
    Wells Fargo Advisors Llc
    Issaquah, WA
  • 01/2018 → 04/2020
    Issaquah, WA
  • 04/2020 → 08/2024
    Lpl Financial, Llc
    Issaquah, WA
  • 04/2020 → 04/2023
    Financial Advocates Investment Management
    Issaquah, WA
  • 04/2023 → Present
    Merit Financial Group Llc Dba Merit Financial Advisors
    Alpharetta, GA
  • 08/2024 → Present
    Pks Investments
    Albany, NY
Previous Registrations
Other Businesses

1. Merit Financial Advisors, LLC / Yes / At registered location / RIA / IAR / 07/09/2020 / 160 / 8 hr / Service clients. 2. Fixed insurance / Yes / At registered location / Insurance / Agent / 04/14/2023 / 1 hr / 1 hr / provided insurance advice based on the clients needs 3. MEJA ENTERPRISES / REAL ESTATE RENTAL/ INVESTMENT RELATED/ 2 hrs/month 0 during trading / 420 FRONT ST S, ISSAQUAH, WA 98027/ 7/2013 / owner 4. MEJA ENTERPRISES #2 / REAL ESTATE RENTAL/ INVESTMENT RELATED/ 2 hrs/month 0 during trading/ 420 FRONT ST S, ISSAQUAH, WA 98027/ 5/2014/ owner 5. MEJA Enterprises 8, LLC/ Investment Related - Issaquah, WA 98027 - Real Estate Rental - Start Date: 08/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Rental home. 6. Mastermind Investigations LLC/ Not Investment Related/ 514 Newport Way NW Issaquah WA 98027/ Private Investigation Company/ owner/ 6/2017/ owner of private investigation company

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-10
S63 Uniform Securities Agent State Law Examination 1988-06-09
  • S65 Uniform Investment Adviser Law Examination
    1994-01-10
  • S63 Uniform Securities Agent State Law Examination
    1988-06-09
Other Names
  • Susan Hamblin
  • Susan Hamblin Lawrence

View on SEC IAPD

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