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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-05-14 |
Branch Locations
6415 E Lake Sammamish Pkwy Se Suite 100, Issaquah, WA 98029 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Issaquah | WA | 05/2009 | 01/2018 |
| Wells Fargo Advisors Financial Network, Llc | Issaquah | WA | 01/2018 | 04/2020 |
| Lpl Financial, Llc | Issaquah | WA | 04/2020 | 08/2024 |
| Financial Advocates Investment Management | Issaquah | WA | 04/2020 | 04/2023 |
| Merit Financial Group Llc Dba Merit Financial Advisors | Alpharetta | GA | 04/2023 | Present |
| Pks Investments | Albany | NY | 08/2024 | Present |
1. Merit Financial Advisors, LLC / Yes / At registered location / RIA / IAR / 07/09/2020 / 160 / 8 hr / Service clients. 2. Fixed insurance / Yes / At registered location / Insurance / Agent / 04/14/2023 / 1 hr / 1 hr / provided insurance advice based on the clients needs 3. MEJA ENTERPRISES / REAL ESTATE RENTAL/ INVESTMENT RELATED/ 2 hrs/month 0 during trading / 420 FRONT ST S, ISSAQUAH, WA 98027/ 7/2013 / owner 4. MEJA ENTERPRISES #2 / REAL ESTATE RENTAL/ INVESTMENT RELATED/ 2 hrs/month 0 during trading/ 420 FRONT ST S, ISSAQUAH, WA 98027/ 5/2014/ owner 5. MEJA Enterprises 8, LLC/ Investment Related - Issaquah, WA 98027 - Real Estate Rental - Start Date: 08/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Rental home. 6. Mastermind Investigations LLC/ Not Investment Related/ 514 Newport Way NW Issaquah WA 98027/ Private Investigation Company/ owner/ 6/2017/ owner of private investigation company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-09 |
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