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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-07-10 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Olympia , WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Olympia | WA | 11/1996 | Present |
| Financial Advocates Investment Management | Olympia | WA | 06/2010 | 11/2024 |
| Financial Advocates Advisory Services, Llc | Olympia | WA | 09/2008 | 08/2023 |
| Valor First, Llc | New York | NY | 03/2019 | 11/2023 |
| Financial Advocates Investment Management | Olympia | WA | 11/2024 | Present |
| Hightower Advisors, Llc | Chicago | IL | 07/2026 | Present |
10/01/2008: Campbell & Company 1601, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 2% Time Spent - I own building used for my LPL business. I rent extra offices out as suites. 10/14/2019 - FA Holdings, Inc. - DBA: Financial Advocates - Investment Related - At Reported Business Location(s) - Started 10/17/2013 - 4 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-27 |
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