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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-01-02
TX RA APPROVED 2014-01-27
  • MS RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED
    Since 2014-01-27

Branch Locations

1020 Highland Colony Pkwy Ste 100, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Ridgeland MS 12/2013 11/2016
Wells Fargo Clearing Services, Llc Ridgeland MS 11/2016 Present
Previous Registrations
Other Businesses

GADDIS FARMS INC, INV RELATED, BELTON, MS, START 1987, 1 HOUR PER MONTH/0 DURING TRADING. POCO LAND LLC, INV RELATED, BELTON MS, 20.87% OWNER, START 2005, 0 HOURS. GADDIS & LCLAURIN, INV RELATED, BELTON, MS, 5% OWNER, START 1987, 0 HOURS, LAND OWNER. SNAKE CREEK PLANTING CO, INV RELATED, BELTON, MS, 9% OWNER, START 2000, 1 HOUR PER MONTH/0 DURING TRADING. TRUSTEE DECEASED MOTHER'S BROTHER IN LAW MARTIAL TRUST, INV RELATED, JACKSON, MS, START 2001, 1 HOUR PER MONTH DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-13
S63 Uniform Securities Agent State Law Examination 1987-02-13
  • S65 Uniform Investment Adviser Law Examination
    1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1987-02-13

View on SEC IAPD

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