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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| KS | RA | APPROVED | 2018-12-11 |
Branch Locations
103 South 4Th St. Ste 219, Manhattan, KS 66502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Manhattan | KS | 12/2018 | Present |
| Stifel, Nicolaus & Company, Incorporated | Manhattan | KS | 08/1986 | 12/2018 |
1)12/11/18- C. Browne Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- Manhattan, KS - 100% 2) 12/11/2018 - No Business Name - Not Investment Related - Home Based - Other-Painter, artist. - Started 2010 - 5 Hours Per Month - Painting Sales. 3) 10/25/2021 - J Browne Farms - Investment Related - Home Based - Other-Family Farm - Started 12/03/2018 - 1 Hour Per Month During Securities Trading - Inherited the land when parents passed. Manage the business for free for brothers and sister.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-09 |
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