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John William Vaughan

Strategic Advisers LLC

Waltham, MA

Chestnut Hill, MA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-31
  • MA RA
    APPROVED
    Since 2025-03-31

Branch Locations

Waltham, MA • United States

220 Boylston St Suite C115, Chestnut Hill, MA 02467-2077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Alpha Advisors New York NY 09/2015 02/2020
Global Financial Private Capital, Llc Sarasota FL 10/2016 05/2017
Fidelity Brokerage Services Llc Westwood MA 03/2020 Present
Fidelity Investments Boston MA 03/2025 Present
Fdx Capital Llc New York NY 09/2015 02/2020
  • 09/2015 → 02/2020
    James Alpha Advisors
    New York, NY
  • 10/2016 → 05/2017
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 03/2020 → Present
    Fidelity Brokerage Services Llc
    Westwood, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
  • 09/2015 → 02/2020
    Fdx Capital Llc
    New York, NY
Previous Registrations
  • 2020-05-05 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Westwood, MA
  • 2016-09-27 → 2020-02-24
    Easterly Funds Llc
    Belmont, MA
  • 2016-12-01 → 2017-05-05
    Global Financial Private Capital, Inc.
    Belmont, MA
    Sarasota, FL
  • 2012-04-20 → 2014-06-17
    Salient Capital Advisors, Llc
    Houston, TX
  • 2010-06-08 → 2012-03-01
    Hatteras Investment Partners Llc
    Raleigh, NC
  • 2008-06-24 → 2010-01-20
    Eaton Vance Management
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-30
S63 Uniform Securities Agent State Law Examination 2000-11-10
  • S65 Uniform Investment Adviser Law Examination
    2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-11-10
Other Names
  • John William Vaughan
  • John Williams Vaughan

View on SEC IAPD

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