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18925 Base Camp Road Suite 203, Monument, CO 80132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2004-10-14 |
| CA | RA | APPROVED | 2002-08-06 |
Branch Locations
28025 Ih-10 West, Boerne, TX 78006 • United States
18925 Base Camp Road Suite 203, Monument, CO 80132 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Asset Management, Inc | Monument | CO | 10/2001 | 05/2025 |
| Advisors Asset Management, Inc | Monument | CO | 05/2025 | Present |
1) Name: T&CM Trust Address: 6110 Garlock Way Colorado Springs Title: Trustee time: 3-7 hours per month. Named as Trustee in testamentary trust. The trustee does not have officers or directors but I will serve as sole trustee. not securities investment related. 2) Name: S&LC Family LLC Title: Manager Time: 15-20 hours per month. not securities investment related however we do manage the securities and other property of the family LLC. 3) Name: S&LC Family LLC Address: 135 Mark Twain and 28595 IH10W, Boerne, TX 78006 Title: Managing member Start: 10/30/24 Time: 10 hours per week. As a manager with Lisa Colyer of S&LC Family LLC, the family company has endeavored to boost its investment in classic and collector automobiles. The company purchases and sells automobiles for the LLC's collection under the d/b/a of Promontory Car Collectors. We have hired a total of four employees that work for the LLC. Two of the four were employed as caretakers of our property and two are family members. Their job is to care for the collection of cars and other LLC property. I spend roughly 10 hours per week on this activity. Lisa and I are not paid any additional compensation for this expansion of our prior activities with S&LC Family LLC. This is merely an expansion of the activity. not securities investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-18 |
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