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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-15 |
Branch Locations
7650 Edinborough Way Suite 300, Edina, MN 55435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Investment Institute, Inc | Minneapolis | MN | 11/2021 | 08/2024 |
| Wells Fargo Bank, Na | Minneapolis | MN | 11/2016 | 10/2021 |
| Galliard Capital Management | Minneapolis | MN | 03/2009 | 10/2016 |
| Rw Baird | Minnetonka | MN | 04/2025 | Present |
| Unemployed | Plymouth | MN | 08/2024 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-11 |
| S65 | Uniform Investment Adviser Law Examination | 2021-11-23 |
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