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Current Employers
Alhambra Investment Management Llc

8925 Sw 148 Street Suite 214, Palmetto Bay, FL 33176 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-07
TN RA APPROVED 2021-04-20
  • TX RA
    APPROVED_RES
    Since 2023-04-07
  • TN RA
    APPROVED
    Since 2021-04-20

Branch Locations

Murfreesboro, TN • United States

8925 Sw 148 Street Suite 214, Palmetto Bay, FL 33176 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Alhambra Investment Management Llc Murfreesboro TN 12/2013 Present
Previous Registrations
  • 2009-06-19 → 2012-08-10
    Truist Investment Services, Inc.
    Asheville, NC
    Asheville, NC
    Hendersonville, NC
    Asheville, NC
    Black Mountain, NC
    Arden, NC
    Asheville, NC
    Hendersonville, NC
    Asheville, NC
  • 2001-12-31 → 2009-06-04
    Asheville, NC
    Asheville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-12
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1993-08-10
  • S66 Uniform Combined State Law Examination
    2001-01-12
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1993-08-10
Other Names
  • Bob Williams

View on SEC IAPD

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