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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
| CT | RA | APPROVED | 2021-06-17 |
Branch Locations
68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States
840 Main St, Branford, CT 06405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Exton | PA | 01/2015 | Present |
| Wells Fargo Advisors, Llc | Exton | PA | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Exton | PA | 11/2016 | Present |
BRIARWOOD ESTATES HOME OWNERS ASSOCIATION, NOT INV RELATED, NIANTIC, CT, BOARD MEMBER, START 10/16/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, DISCUSS COMMUNITY NEEDS, PROJECTS, ISSUES AS THEY ARISE; TRUSTEE FOR AUNT; INV RELATED;NIANTIC,CT; ADMINISTER TRUST ESTABLISHED BY MY AUNT; TRUSTEE/CO-TRUSTEE; START DATE: 04/27/2023; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-19 |
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