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35 W 35Th Street Fifth Floor, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-12 |
Branch Locations
35 W 35Th Street Fifth Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exos Securities Llc | Pelham | NY | 04/2021 | Present |
| Ihs Markit | New York | NY | 09/2018 | 03/2021 |
| Ipreo | New York | NY | 06/2017 | 09/2018 |
| University Of Connecticut - Office Of Admissions | Storrs | CT | 04/2014 | 05/2017 |
| Altria Group Distribution Company | Boston | MA | 06/2016 | 08/2016 |
| University Of Connecticut | Storrs | CT | 08/2013 | 05/2017 |
Exos Asset Management and Exos Securities, since 2021, investment-related, New York, NY, Registered Investment Adviser and Broker-Dealer, Analyst, approximately 80 hours per month at each entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-07 |
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