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Austin Charles Sergi

Wells Fargo Clearing Services, LLC

Irving, TX

Fort Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-11
CA RA APPROVED 2021-06-04
  • TX RA
    APPROVED
    Since 2025-07-11
  • CA RA
    APPROVED
    Since 2021-06-04

Branch Locations

1050 Market Pl Blvd, Irving, TX 75063 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Ramon CA 02/2021 Present
Wells Fargo Bank, Na San Ramon CA 10/2015 Present
Red Robin Pleasanton CA 09/2018 11/2018
  • 02/2021 → Present
    Wells Fargo Clearing Services, Llc
    San Ramon, CA
  • 10/2015 → Present
    Wells Fargo Bank, Na
    San Ramon, CA
  • 09/2018 → 11/2018
    Red Robin
    Pleasanton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-04
  • S66 Uniform Combined State Law Examination
    2021-06-04
Other Names
  • Austin Charles Sergi
  • Austin C Sergi

View on SEC IAPD

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Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · IRVING, TX
GIBRALTAR CAPITAL MANAGEMENT, INC. · IRVING, TX
EDWARD JONES · IRVING, TX
EDWARD JONES · IRVING, TX
J.P. MORGAN SECURITIES LLC · IRVING, TX
U.S. BANCORP ADVISORS, LLC · Irving, TX
LPL FINANCIAL LLC · IRVING, TX
KESTRA ADVISORY SERVICES, LLC · IRVING, TX

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