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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-31 |
| TX | RA | APPROVED | 2026-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 01/2021 | 12/2021 |
| Unemployed | Tempe | AZ | 02/2020 | 01/2021 |
| Multicard | Phoenix | AZ | 01/2020 | 02/2020 |
| Adp | Tempe | AZ | 10/2018 | 12/2019 |
| Unemployed | Tempe | AZ | 05/2018 | 08/2018 |
| Dhl Express | Tempe | AZ | 07/2017 | 05/2018 |
| Unemployed | Tempe | AZ | 04/2017 | 07/2017 |
| Dbsi Inc. | Chandler | AZ | 03/2017 | 04/2017 |
| Unemployed | Tempe | AZ | 12/2016 | 03/2017 |
| Arizona State University | Tempe | AZ | 08/2016 | 12/2016 |
| Unemployed | Tempe | AZ | 12/2019 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Gilbert | AZ | 02/2022 | 10/2022 |
| Bank Of The West | Tempe | AZ | 10/2022 | 07/2023 |
| Lpl Financial Llc | Tempe | AZ | 10/2022 | 08/2023 |
| Edward Jones | St. Louis | MO | 12/2024 | 07/2026 |
| Chase Bank | Tempe | AZ | 08/2023 | 12/2024 |
| Arizona Financial Credit Union | Gilbert | AZ | 08/2026 | Present |
| Osaic Institutions, Inc. | Meriden | CT | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-29 |
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