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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-23 |
Branch Locations
400 - 900 West Hastings, Vancouver, British Columbia V6C 1E5 • Canada
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Ltd. | Vancouver, British Columbia | 04/2012 | Present | |
| Raymond James (Usa) Ltd. | Vancouver, British Columbia | 11/2020 | 05/2021 | |
| Raymond James (Usa) Ltd. | Vancouver | 02/2023 | Present |
1) RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. PETER BORONKAY IS LOCATED AT 400 - 900 WEST HASTINGS, VANCOUVER, BC, V6C 1E5 AND HAS BEEN EMPLOYED SINCE APRIL 2012. HE IS A FULL TIME AGENT AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES and PORTFOLIO MANAGEMENT SERVICES. 2)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. PETER BORONKAY IS LOCATED AT 400 - 900 WEST HASTINGS, VANCOUVER, BC, V6C 1E5 AND HAS BEEN LICENSED WITH RJFP SINCE APRIL2012. HE IS A FULL-TIME AGENT. HE DEVOTES HALF AN HOUR A MONTH TO THIS BUSINESS DURING TRADING HOURS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES. 3) The author of the book "Heroisms" is not investment-related. The nature of the business is having published a book on Amazon on August 30, 2020 and promoting the book. I devote 0 hours a week to this other business during business and trading hours. 4) Renting a condominium is not investment-related . I am the owner of the condo and my duties include working with the property manager. This activity began in November 2007. I devote half an hour a week to this other business during business and trading hours. 5) Golf Canada is not investment-related and is located at Suite 1, 1333 Dorval Drive, Oakville Ontario. Golf Canada oversees golf in Canada, I am a committee member and the start date of the business was May 1, 2011. I devote 1 hour per month to this other business during business and trading hours. My duties are overseeing organization, act as a national and international ambassador.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-23 |
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