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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-16 |
Branch Locations
3630 Mt Diablo Blvd, Lafayette, CA 94549 • United States
2001 N Main St Ste 410 [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Target Stores | Pleasant Hill | CA | 03/2017 | 06/2017 |
| Togo's Sandwiches | Pleasant Hill | CA | 07/2018 | 09/2018 |
| Diablo Valley College | Pleasant Hill | CA | 01/2017 | 08/2020 |
| Unemployed (Studying For Securities Licenses) | Pleasant Hill | CA | 08/2020 | 09/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2020 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 09/2022 | 10/2023 |
| Bank Of America N.A. | Walnut Creek | CA | 09/2022 | 10/2023 |
| University Of California | Davis | CA | 09/2018 | 08/2020 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 10/2023 | Present |
| Gonzaga University | Spokane | WA | 08/2016 | 01/2017 |
| De La Salle High School | Concord | CA | 08/2015 | 05/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-23 |
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