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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-02-07 |
| DC | RA | APPROVED | 2023-02-06 |
| FL | RA | APPROVED | 2022-08-12 |
| MA | RA | APPROVED | 2022-08-08 |
| GA | RA | APPROVED | 2022-06-29 |
| NJ | RA | APPROVED | 2022-06-29 |
| OH | RA | APPROVED | 2022-06-29 |
| VT | RA | APPROVED | 2022-06-29 |
| CA | RA | APPROVED | 2022-06-28 |
| CO | RA | APPROVED | 2022-06-28 |
| CT | RA | APPROVED | 2022-06-28 |
| IL | RA | APPROVED | 2022-06-28 |
| IN | RA | APPROVED | 2022-06-28 |
| MD | RA | APPROVED | 2022-06-28 |
| MI | RA | APPROVED | 2022-06-28 |
| MN | RA | APPROVED | 2022-06-28 |
| MO | RA | APPROVED | 2022-06-28 |
| NH | RA | APPROVED | 2022-06-28 |
| NY | RA | APPROVED | 2022-06-28 |
| NC | RA | APPROVED | 2022-06-28 |
| PA | RA | APPROVED | 2022-06-28 |
| SC | RA | APPROVED | 2022-06-28 |
| VA | RA | APPROVED | 2022-06-28 |
| WA | RA | APPROVED | 2022-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Silicon Valley Bank | Newton | MA | 08/2016 | 03/2023 |
| Svb Wealth Advisory Inc | Newton | MA | 08/2020 | 06/2022 |
| Brown Brothers Harriman | Boston | MA | 01/2004 | 08/2016 |
| Svb Wealth | Newton | MA | 06/2022 | Present |
| Svb Investment Service Inc | Newton | MA | 06/2022 | Present |
| First Citizens Investor Services | Raleigh | NC | 12/2023 | Present |
1) SVB Wealth LLC-Investment Related-Relationship Advisor; Position is Relationship Advisor; Started 06/2022; FTE employee; Provide wealth management advise to SVBW clients. 2) SLUMBERBEE PARTIES POSITION: Owner/Co-Owner NATURE: Hobby that Generates Income INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2024 ADDRESS: 18 Locksley Road, Danvers MA 01923, United States DESCRIPTION: Provides custom sleepover set ups for kids birthday parties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-14 |
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