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Arvada, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Dakota State University | Brookings | SD | 05/2014 | 05/2017 |
| Texas Tech University | Lubbock | TX | 06/2017 | 05/2021 |
| Wooden Legs Brewery | Brookings | SD | 09/2015 | 05/2016 |
| Alpha Capital | Lubbock | TX | 12/2019 | 05/2021 |
| Growlerusa | Lubbock | TX | 07/2019 | 08/2020 |
| New York Life Insurance Co | Lubbock | TX | 09/2020 | 05/2021 |
| Nylife Securities Llc | Lubbock | TX | 10/2020 | 05/2021 |
| Fisher Investments | Plano | TX | 01/2022 | 08/2024 |
| Foundations Investment Advisors | Phoenix | AZ | 05/2021 | 11/2021 |
| Farther Finance Advisors | Las Colinas | TX | 07/2024 | 02/2026 |
| Q3 Advisors, Llc | Boulder | CO | 02/2026 | Present |
Rental Property Owner - Since 6/15/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-22 |
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