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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-09-30
  • TN RA
    APPROVED
    Since 2025-09-30

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

6508 Baum Drive, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Auburn AL 05/2010 12/2019
Unemployed Knoxville TN 12/2019 08/2020
The Doctors Company Unionville CT 05/2019 07/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2020 06/2021
Northwestern Mutual Investment Services Llc Knoxville TN 02/2021 06/2021
Tennessee Brokerage Knoxville TN 04/2021 Present
The Leaders Group Inc Summit NJ 05/2025 Present
  • 05/2010 → 12/2019
    Student
    Auburn, AL
  • 12/2019 → 08/2020
    Unemployed
    Knoxville, TN
  • 05/2019 → 07/2019
    The Doctors Company
    Unionville, CT
  • 08/2020 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2021 → 06/2021
    Northwestern Mutual Investment Services Llc
    Knoxville, TN
  • 04/2021 → Present
    Tennessee Brokerage
    Knoxville, TN
  • 05/2025 → Present
    The Leaders Group Inc
    Summit, NJ
Other Businesses

1.) TENNESSEE BROKERAGE - 4/21/2021 - 6508 Baum Drive, PO Box 11767, Knoxville, TN 37919 - Brokerage Representative, Management of insurance sales & related activity in office, Not Invt Rel, Insurance business, 160 hrs/mo; 140 hrs/mo (during trading hours). 2.) TLG Advisors Inc - 9/30/2025 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26
Other Names
  • Chad Preston
  • Charles Taylor Preston

View on SEC IAPD

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