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Connor Lee Jacobs

Charles Schwab Investment Management, Inc

Lone Tree, CO

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-01
  • CO RA
    APPROVED
    Since 2023-06-01

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lone Tree CO 08/2016 06/2019
Charles Schwab Investment Advisory, Inc. Lone Tree CO 06/2019 12/2019
Charles Schwab Investment Management, Inc. Lone Tree CO 01/2020 09/2021
Charles Schwab & Co., Inc. Lone Tree CO 09/2021 05/2023
Charles Schwab Investment Management, Inc. Lone Tree CO 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    2022-09-02
Designations

View on SEC IAPD

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