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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-09-01 |
Branch Locations
113 South Drive Suite 4, Natchitoches, LA 71457 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Baton Rouge | LA | 06/2020 | 01/2021 |
| Primerica Financial Services | Baton Rouge | LA | 11/2019 | 01/2021 |
| Lake House Productions,Llc. | Natchitoches | LA | 08/2016 | Present |
| Multimedia Technology | Metairie | LA | 06/2016 | 01/2020 |
| University Of Louisiana At Lafayette | Lafayette | LA | 08/2012 | 05/2016 |
| Sagepoint Financial, Inc. | Natchitoches | LA | 01/2021 | 09/2023 |
| Osaic Wealth, Inc. | Natchitoches | LA | 09/2023 | Present |
1. LAKE HOUSE PRODUCTIONS, LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2016 ADDRESS: 4343 University Parkway, natchitoches LA 71457, United States DESCRIPTION: My parent's own Dark Woods Adventure Park which is a DBA for Lake House Productions. For them I help with the hiring, training, firing, and payroll of employees, onsite maintenance of park, coordinating events, point of sale configuration, inventory management, and a new role of bookkeeping using QuickBooks online. 2. DLN VENTURES, LLC POSITION: Owner NATURE: LLC with two equal owners being my husband and myself. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 1617 Lake Gorum Road, Chopin LA 71447, United States DESCRIPTION: The business has a single-family occupancy property that we long term lease to a tenant. I engage in recruitment for occupancy, business license set up and any associated paperwork, and facilitate communication with the tenants. 3. DAVID KEES FINANCIAL POSITION: 1099 NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/15/2021 ADDRESS: 113 S Drive, Suite 4, Natchitoches LA 71457, United States DESCRIPTION: Providing customer service to clients 4. LAKE HOUSE PRODUCTIONS, LLC POSITION: Administrator NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2016 ADDRESS: 4343 University Parkway, natchitoches LA 71457, United States DESCRIPTION: My parent's own Dark Woods Adventure Park which is a DBA for Lake House Productions. For them I assist in filing the monthly sales tax forms with both state and parish entities and consult on bookkeeping operations. Occasionally, I will assist with specific events as an hourly worker in both retail and food preparation locations onsite.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-05 |
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